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Adam I salem's avatar

I just started a career change for a Financial Adviser .. The only problem with the idea of building the report is Compliance... I think you need FINRA Series 65 and Series 63 .. To start putting any financial advice ...

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Bookkeeping Side Hustle Pub's avatar

I am not sure about those laws. But I also think one could say you are just providing data, not financial advice. Not telling them what to do, but just telling them what has happened based on the previous month's transaction activity.

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Adam I salem's avatar

Sounds reasonable...

Something like providing them with financial data would help.. without falling out of compliance..

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Margie Remmers-Davis's avatar

That wealth building report idea is BRILLIANT. Holy cow. They would keep you as a bookkeeper forever. (And thanks for the mention--happy to have you in the Locker Room!)

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Bookkeeping Side Hustle Pub's avatar

They would definitely keep you as their bookkeeper. You would bring so much value!

And glad to be over in your new Locker Room. Always happy to be in a place where people are wanting to study and work hard.

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Margie Remmers-Davis's avatar

A girl after my own heart. Hard workers unite! 😎

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